Regulation NMS - PDFSEARCH.IO - Document Search Engine

Regulation NMS
Results: 1042

#	Item
631	Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGA Rule[removed]to extend the operation of a pilot program pursuant to the Rule until February 4, 2013 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-07-26 15:03:54 Securities Exchange Act Financial regulation U.S. Securities and Exchange Commission Regulation NMS Government United States United States Securities and Exchange Commission United States securities law 73rd United States Congress
632	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Exchange Rule[removed]to Automatically Prevent Entry of Zero Display Reserve Orders Marked "Sell Short." Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-06-28 07:42:18 Stock market Investment Finance 73rd United States Congress Financial markets Uptick rule Securities Exchange Act Securities Act Regulation NMS United States Securities and Exchange Commission Financial economics United States securities law
633	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-12-14 10:33:51 Regulation NMS Securities Exchange Act United States United States Securities and Exchange Commission Chicago Board Options Exchange Economy of the United States
634	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEMKT[removed]January 16, 2014 Self-Regulatory Organizations; NYSE MKT LLC; Order Approving Proposed Rule Change Amending NYSE MKT Rules 13 – Equ Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-01-17 09:40:52 Investment Stock market Financial markets Finance Order Regulation NMS New York Stock Exchange NASDAQ National best bid and offer United States Securities and Exchange Commission Economy of the United States Financial economics
635	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-05-29 09:20:41 Investment United States Securities and Exchange Commission Economy of the United States Self-regulatory organizations Exchange-traded fund Options Clearing Corporation Securities Exchange Act Regulation NMS International Securities Exchange Financial economics Finance Financial markets
636	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing Fees For Use of EDGX Exchange, Inc. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-07-01 16:54:37 Investment NYSE Arca Financial markets Business Finance Direct Edge Securities Exchange Act Order Regulation NMS Stock market United States Securities and Exchange Commission Financial economics
637	Microsoft Word[removed]Corrected.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-01-29 16:45:14 Options Price Reporting Authority Investment NYSE Arca New York Stock Exchange NASDAQ Option National best bid and offer NYSE Euronext Regulation NMS Financial markets Financial economics Economy of the United States
638	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-09-08 17:18:37 Investment Finance United States securities law Regulation NMS Stock market 73rd United States Congress Securities Exchange Act Exchange-traded fund U.S. Securities and Exchange Commission Financial economics United States Securities and Exchange Commission Financial markets
639	Notice of Filing of Proposed Rule Change with Respect to INAV Pegged Orders for ETFs Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-10-14 14:33:21 United States Securities and Exchange Commission Finance Financial markets Funds Exchange-traded fund Order NASDAQ Day trading Regulation NMS Financial economics Investment Stock market
640	SECURTITES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-07-25 09:53:20 Investment Financial markets Regulation NMS Intermarket sweep order Finance Order ISO Securities Exchange Act Federal Rules of Civil Procedure Stock market United States Securities and Exchange Commission Financial economics

UPDATE